Regulation Roadshow 2015 |
9:00 am - 2:45 pm | Registration Roadshow |
9:00 am - 9:30 am | Registration |
9:30 am - 9:45 am | Welcome and Introduction |
9:45 am - 9:50 am | Wesleyan Financial Planning Services |
9:50 am - 10:35 am | Complaint Handling |
10:35 am - 11:20 am | AML - update on current position |
11:20 am - 11:35 am | Tea and Coffee Break |
11:35 am - 12:20 pm | AML - software demonstration |
12:20 pm - 1:05 pm | Risk Management |
1:05 pm - 1:45 pm | Networking Lunch |
1:45 pm - 2:30 pm | Account Rules |
2:30 pm - 2:45 pm | Q&A Panel Session and Close |