Thank you to our valued sponsors!
Ameritas
Whether you’re a financial professional, a producer or a broker, Ameritas can help you achieve success in your business. With a full portfolio of products and services, we can meet the needs of your customers and clients. We pride ourselves on having an exceptional distribution network of professionals who are building relationships and delivering on promises.
Mobile Assistant
Mobile Assistant
What is Mobile Assistant: Mobile Assistant provides a secure, accurate, and efficient dictation solution
for the documentation of client meeting notes designed specifically for
financial industry professionals. Our service incorporates the “human touch”
with cutting edge technology to deliver the highest quality meeting note
solution in the industry.
Why
Advisors use Mobile Assistant: Efficiently and accurately capture
important meeting note information from client interactions using Mobile
Assistant. U.S. based, professional quality notes are guaranteed, with HIPAA
compliant security. These meeting notes can be searched and viewed using our
iPhone app, giving advisors mobile, secure, real time access to their
meeting notes.
How Financial
Advisors Utilize Mobile Assistant: After a client
meeting, advisors speak their meeting notes using our mobile app or
calling our dictation phone line. Within 24 hours Mobile Assistant
accurately types and delivers the notes by email. Features include HIPAA
compliance, CRM integrations, templates, and search and view capability using
our mobile app.
Free trial at www.mobileassistant.us. For more information: sales@mobileassistant.us or 888-373-1916.
RedBlack
RedBlack provides
investment professionals with the rebalancing, order management and trading
solutions required to manage complex portfolios. Comprehensive
multi-asset capabilities and full support for SMA, UMA, Limited Partnerships,
Private Equity, and other alternatives help managers consolidate liquid and
illiquid assets into a single, high-level view for each relationship. Intuitive software, personalized training and dedicated support
deliver immediate return on investment and a strong long-term relationship.
RedBlack works with more than 150 single and multi-family offices, wealth advisors, large financial institutions, trust companies, registered investment advisors, pension funds and foundations representing more than $350 billion in assets under management.
Sage Marketing
At Sage Marketing we help advisors feel confident about their marketing strategy. We work with advisors to help attract new clients, communicate more effectively with existing clients, and keep the clients that they currently have. We offer turn-key marketing support which includes all of the content advisors would need to send to clients and prospects on a variety of topics, a full coaching program which focuses on driving growth in practices, and a digital marketing platform which uses paid advertising on social media to generate leads.
Starkweather and Shepley
Starkweather & Shepley’s Financial Institution Practice Group is a leading provider of Errors & Omissions, Directors & Officers and Cyber Insurance and Bonding to the Financial Services industry.
Our focused approach and unique understanding of the Financial Industry helps us to identify the unique exposures faced daily by a broad spectrum of specialty firms in the financial industry. Our passion to bring the highest levels of service and attention to detail are what makes us an industry leader in the FI space.
Our practice group specializes in coverage design and risk management strategies for financial institutions of all size and types. Our clients include Investment Advisers, Securities Brokers Dealers, Mutual Funds, Private Funds, Hedge Funds, Private Equity, TPA’s, Trust Companies and Banks.
Founded in 1879, Starkweather & Shepley Insurance Brokerage, Inc. (S&S) has been in business for 138 years, and is ranked as the 72nd largest insurance brokerage by Business Insurance Magazine.
Smarsh
For compliance and risk professionals, electronic communications are often where the “smoking gun” is found. The exponential proliferation of these electronic records makes finding these needles in the haystacks challenging. Day-to-day monitoring can become more time-consuming and inefficient, especially as compliance programs designed for paper communication (or even email) haven’t scaled for today’s social and mobile workforce.
Organizations need to be able to search and produce the right content at the right time, especially when the regulator comes calling. They also need to demonstrate that the policies that are in place to govern usage of electronic communications are being enforced and are working as designed.
Smarsh helps organizations of all sizes manage the retention and oversight regulatory obligations for electronic communications from the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), Federal Financial Institutions Examination Council (FFIEC), Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), Financial Conduct Authority (FCA), Investment Industry Regulatory Organization of Canada (IIROC) and other similar governing bodies around the world.
