Compliance on the Charles: Boston Regional Summit
Thursday, June 14, 2018
10:00am - 3:00pm
The Harvard Club of Boston
One Federal Street, 38th Floor
Boston, Massachusetts 02110
Thursday, June 14, 2018
10:00am - 3:00pm
The Harvard Club of Boston
One Federal Street, 38th Floor
Boston, Massachusetts 02110
Our Compliance Summit is a unique opportunity for CCOs and other compliance professionals to come together with industry experts,
peers and regulators to help you chart your course through the ever changing sea of regulatory compliance.
Sessions will focus on the important topics of Cybersecurity and Privacy, Exams Preparedness and Custody.
Our keynote will address current issues of concern for the SEC and RIAs.
CPE credits will be available, pending approval.
peers and regulators to help you chart your course through the ever changing sea of regulatory compliance.
Sessions will focus on the important topics of Cybersecurity and Privacy, Exams Preparedness and Custody.
Our keynote will address current issues of concern for the SEC and RIAs.
CPE credits will be available, pending approval.
