Does your firm have a compliance culture?

Is the firm’s compliance staff, including the CCO, compliance savvy, and understanding of the firm’s risks and for that matter theirs?

If you are looking for practical and best practice regulatory compliance routines that you can use to gain knowledge and build a compliance culture within your firm, then  the Regulatory Compliance UNPLUGGED conference is for you.

Maneuver through the regulatory noise and come away with compliance confidence that can be applied under your guidance, in your firm, that is applicable to your business.  

Be able to speak with compliance professionals, compliance consultants, and industry leaders frankly about your concerns and how they might build a solution to address the risks.