Regulatory issues are constantly changing and therefore keeping up to date can be a challenge. This roadshow will ensure that you are aware of the Law Society's regulatory requirements, its changes and help keep you and your colleagues compliant.
Throughout the day you will hear from the Society's regulation and financial compliance teams as well as representatives from the Scottish Legal Complaints commission (SLCC) and the team from Marsh Insurance.
This roadshow is a must for client relations partners, MLROs, cashroom partners and support teams.
By the end of this seminar you will:
- Understand the common issues with Account Rules
- Know how to handle complaints and the role of SLCC
- Understand your regulatory conduct requirements
- Be up to date on risk management and how to protect your business from recent scams
Please note: All of our CPD is verifiable. However, for Trainees this seminar will count towards your 20 hours of non-authorised TCPD - it WILL NOT count towards the required 40 hours of authorised TCPD. For authorised TCPD, please click here.
