Strength Through Cooperation: How the FINOP can Contribute to Compliance

Tuesday, February 6, 2018

7:30am – 11:00am 

Becker & Poliakoff Law Firm 

45 Broadway, 17th Floor, New York City 

Communication is a key element within any firm environment. That is particularly evident among and between FINOPs and Senior Management, including the CCO. Leveraging the collective knowledge of these professionals is an essential element to making informed, intelligent decisions and avoiding unnecessary problems. 

Join our panel discussion where we will bring experienced FINOPs and CCOs together to discuss operational and financial related activities and considerations that management, the CCO and FINOP face daily. Also, learn some of the unfortunate consequences and issues that firms encounter when they neglect to bring in these seasoned veterans during the decision making process.

We hope you'll join us for what's sure to be a valuable morning!